New Member Process
 Application Changes
 Continued Membership


 Avoiding Complaints


 Exam Training Schools
 Proctor Center Locations
 Licensing Exam Guide
 Test Prep & Strategies


 Understand Your Rights


 Know the Rules & Regs


 Professional Associations



InvestmentCare Consulting Group uses its vast skill set and knowledge base to cater to your ever-changing business and product needs. We realize that over time the products and services offered may evolve and/or change to meet new demands and clients. As former NASD regulators, we specialize in all areas of the Membership Application Process, including:

  • Applying for a Application Change
  • Understanding the rules and rational
  • Gathering the required documents
  • Adhering to application timelines & deadlines
  • Membership interview
  • Decision criteria
  • Factors in determining a decision

Although this may seem a daunting task, we help to simplify the process by making it practical and manageable. Our seasoned staff will explain the complex procedures and rational from an insider's perspective, and help you streamline the process and minimize wasted time and resources.

 

 

 

 

 

 

 

 

 

 

 

 

 


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