New Member Process
 Application Changes
 Continued Membership

 Avoiding Complaints

 Exam Training Schools
 Proctor Center Locations
 Licensing Exam Guide
 Test Prep & Strategies

 Understand Your Rights

 Know the Rules & Regs

 Professional Associations

There are currently over thirty-five separate NASD Series Exams that offer licensing in general and specific areas of the securities industry. Your Registered Representative Membership includes access to the Series Exam Database that includes the following information for each exam:

  • Prerequisites
  • Substitutable examinations
  • Topics covered
  • Duration of the exam
  • Number of questions
  • Type(s) of questions
  • Minimum passing score
  • Exam format
  • Price
Now all relevant information concerning these series exams is compiled into one easy to use database.














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