New Member Process
 Application Changes
 Continued Membership

 Avoiding Complaints

 Exam Training Schools
 Proctor Center Locations
 Licensing Exam Guide
 Test Prep & Strategies

 Understand Your Rights

 Know the Rules & Regs

 Professional Associations

Whether you work for a large or small broker/dealer, work at a branch office, or are an independent representative, there are very few resources available dedicated to protecting the rights of the registered representative. That is why InvestmentCare Consulting Group created an online membership plan devoted to the needs of the registered representative.

We provide registered representatives with the necessary tools to:

  • Avoid customer complaints
  • Understand your rights regarding the U4, U5, and U10
  • Prepare and strategize for license and registrations examinations
  • Become aware of the do's and don'ts of communicating via e-mail, bulletin boards, chat rooms, and websites
  • Start your own brokerage firm
  • Stay informed on the most current issues and topics
Best of all, we understand that you are in this business to earn a living. That is why we provide our services at a reasonable price point. For only $9.95, you will receive a one-year membership.

Formed by former NASD Regulators, our experience and expertise enable us to provide you with valuable information that may reduce customer complaints, and reduce costly mistakes, fines and censure. Well worth the cost of a yearly membership.

Copyright 2002 InvestmentCare Consulting Group, Inc. All rights reserved.
Use of this Web site constitutes acceptance of the InvestmentCare Consulting Group User Agreement.