New Member Process
 Application Changes
 Continued Membership

 Avoiding Complaints

 Exam Training Schools
 Proctor Center Locations
 Licensing Exam Guide
 Test Prep & Strategies

 Understand Your Rights

 Know the Rules & Regs

 Professional Associations

Electronic communications is playing an ever-increasing role in the securities industry. As this is a new and rapidly changing area of supervision, it is difficult to stay abreast of the new and pending rules. Your Registered Representative Membership includes an in-depth analysis of current and pending rules and regulations to assist you in taking a proactive approach to this new regulatory frontier, including:

  • Individual, group, and personal e-mail
  • Chat rooms and bulletin boards
  • Web sites
  • Linking to Web sites
  • Internet tips
We help you avoid the regulatory hassles and headaches so you can use the latest technologies efficiently and maintain compliance with the rules and regulations.














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