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Expert Testimony

As former NASD and exchange regulators who have testified in a variety of forums including federal courts and arbitrations, we are able to tap a broad range of regulatory experience to help you maximize your defense in arbitrations and SRO actions. Our hands-on experience with trading floor environments, surveillance systems, and enforcement processes can provide a valuable compliment to your legal representation.


InvestmentCare Consulting Group may be able to help you increase the effectiveness of your legal defense. For more information regarding our expert testimony services, please contact us at 818-386-6900.

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