Having your basic compliance questions answered can be an enormous
task. You can literally waste valuable time trying to reach the "right"
person who can answer your question. InvestmentCare Consulting Group can provide
you with a variety of compliance consulting Q&A options.
We provide quick and precise research and assistance for the following:
questions and issues that arise during the course of business
on new and amended rules
quarterly and annual filing deadlines
and sales literature
analysis of customer complaints
analysis of regulatory inquiries
of rules relating to specific products/services
Utilizing our compliance
consulting Q&A program can save you time and help prevent you from
making costly mistakes.
Based on the specific needs of your firm, we can provide our compliance
consulting services on-site, over the phone, or through our online
membership plan. We will tailor our compliance consulting Q&A program
to best fit your needs.
For more information regarding our compliance Q&A program, please
contact us at 818-386-6900.