Written Supervisory Procedures
can provide your firm with complete and up to date Anti-Money Laundering
written supervisory procedures. InvestmentCare has written Anti-Money
Laundering procedures for over 300 broker dealers and investment
advisers. Our procedures are continuously reviewed by regulatory
agencies to ensure compliance.
Surveillance Program Design
InvestmentCare can assist your firm in designing an Anti-Money Laundering surveillance program to ensure that your firm is in compliance with all regulatory rules and regulations.
Anti-Money Laundering Training
InvestmentCare can provide your personnel with the required Anti-Money Laundering training. InvestmentCare can either come to your office and conduct an Anti-Money Laundering seminar or provide your personnel with an Anti-Money Laundering Workbook that includes lessons describing what Anti Money Laundering is, what financial institutions are required to do to prevent money laundering, what the firm's reporting requirements are for money laundering or large currency transactions, and how to detect money laundering.
Independent Audit Review
can conduct an independent audit review of your firm's Anti-Money
Laundering compliance systems as required by the USA PATRIOT Act.
InvestmentCare will conduct a thorough review of all of your firm's
Anti-Money Laundering systems and training and provide your firm
with a written report of all of our findings.