Supervisory Procedures Software
InvestmentCare Consulting Group's interactive
supervisory procedures software will allow you to maintain
adequate internal controls over the operation of your firm.
Our Supervisory Procedures software program includes:
Cover all products and services offered by the firm.
For each supervisory procedure, list who is responsible, what
will be reviewed, when and how often it will be reviewed, and
how the review will be documented.
Any rule changes or changes to your to business activities.
save time and money, as well as reduce your risk exposure by using
our supervisory procedures software. For more information regarding
our compliance software program, please contact us at 818-386-6900.