Audit Review
Supervisory Procedures

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Supervisory Procedures Software

InvestmentCare Consulting Group's interactive supervisory procedures software will allow you to maintain adequate internal controls over the operation of your firm.

Our Supervisory Procedures software program includes:
  • Cover all products and services offered by the firm.
  • For each supervisory procedure, list who is responsible, what will be reviewed, when and how often it will be reviewed, and how the review will be documented.
  • Any rule changes or changes to your to business activities.
  • You can save time and money, as well as reduce your risk exposure by using our supervisory procedures software. For more information regarding our compliance software program, please contact us at 818-386-6900.

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